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the Economic Sector Regulatory Authority must licenses securities agents to sell and examine investments. The Series 6 and 7 permits are two such licenses granted from the regulatory power. The Series 7 certificate allows agents to market a larger range of items though they equally permit brokers to offer securities. To acquire either license you must be associated with an Market Regulatory Authority member agency and pass an examination. Line 6 — The License The Line 6 test — acknowledged basically as the "Expense Business and Variable Deals Items Representative Credentials Exam" — includes 100 multiple choice questions. The exam lasts fifteen minutes and 2 hours. The Line 6 exam simply Superior Paper handles two types of investments: goods that are variable and shared resources. Growing to Series 7 The Series 7 exam is just an examination that is longer, addressing all investments including stocks, ties, shared funds and individual positions. It is likewise referred to as the " Normal Securities Representative Qualification Examination." It’s somewhat longer because the test addresses more content. It includes two portions, each with 125 multiple choice concerns and each section lasts three hours.

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Relevance and Costs With a Collection 6 permit you’re permitted to market clients variable deal goods and mutual resources. As 2014, the fee to publish the Sequence 6 examination is $95, of. Having a Series 7 permit you’re authorized to offer all securities to customers. The fee for that Series7 exam is $290 by 2014. Should you fail you are allowed to edit either quiz.

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